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Joe Gamez Terminated by Raymond James Financial Services

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
September 6, 2025 at 7:23pm

Joe Gamez (CRD #: 4292479) has been fired by Raymond James Financial Services. This disclosure appears on his BrokerCheck record, accessed on September 6, 2025. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations

On June 25, 2025, Raymond James Financial Services fired Joe Gamez following allegations that he used client funds for personal reasons. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Using funds for personal reasons would violate this rule. 

Background Information 

Joe Gamez has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination
  • Series 51 Municipal Fund Securities Principal Examination 
  • Series 24 General Securities Representative Examination 

He has registered with the following firms: 

  • Raymond James Financial Services (CRD #: 6694) 
  • LPL Financial (CRD #: 6413) 
  • Capital One Investment Services (CRD #: 25658) 
  • Chase Investment Services (CRD #: 25574) 
  • USAA Investment Management Company (CRD #: 5475) 

Kurta Law Can Help

If you worked with Joe Gamez and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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