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Jing Li Fired from The Leaders Group

Jing Li (CRD #: 5127356), a broker registered with Ni Advisors, was fired from The Leaders Group, according to her BrokerCheck record, accessed on July 27, 2025. If you have questions about her alleged conduct as a broker, read on.

Termination from The Leaders Group

On April 17, 2025, Jing Li was fired from The Leaders Group after allegedly failing to correctly answer criminal disclosure questions on her registration documents and Form U4 (Uniform Application for Securities Industry Registration or Transfer).

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Criminal Charges

On July 24, 2024, two criminal charges were entered against Jing Li. These charges are currently pending.

Background Information

Jing Li has passed the following exams:

  • Investment Company Products/Variable Contracts Principal Examination – Series 26
  • Securities Industry Essentials Examination – SIE
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Securities Agent State Law Examination – Series 63

Jing Li is a registered broker in California.

She has also worked for the following firms:

  • The Leaders Group (CRD#:37157)
  • TransAmerica Financial Advisors (CRD#:16164)
  • World Group Securities (CRD#:114473)
  • Citigroup Global Markets (CRD#:7059)
  • Citicorp Investment Services (CRD#:23988) 

Kurta Law Can Help

If you worked with Jing Li and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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