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Jim Pratt-Heaney Involved in Half-Million Dispute

Jim Pratt-Heaney (CRD #: 1514331), an investment adviser registered with Coastal Bridge Advisors, is involved in a six-figure investor dispute, according to his Broker Check record, accessed on September 13, 2021. Details are provided below.

On July 21, 2021, investors alleged that Jim Pratt-Haney failed to perform his due diligence regarding the recommendation of private placement funds. The investors are seeking $525,000; the dispute is pending.

Jim Pratt-Heaney Background Information

Jim Pratt-Heaney has passed the following exams:

  • Series 65 Uniform Investment Adviser Law Examination
  • Series 63 Uniform Securities Agent State Law Examination
  • Series 3 National Commodity Futures Examination
  • Series 7 General Securities Representative Examination

Jim Pratt-Heaney has worked with the following firms:

  • Purshe Kaplan Sterling Investments (CRD #: 35747)
  • Nutmeg Securities (CRD #: 18975)
  • Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691)
  • Smith Barney (CRD #: 7059)
  • Prudential Securities (CRD #: 7471)
  • Shearson Lehman Hutton (CRD #: 7506)
  • F. Hutton & Company (CRD #: 235)

Kurta Law Can Help

If you worked with Jim Pratt-Heaney and you have concerns about your investments, contact Kurta Law today. Call 877-600-0098 or email