Jim Bowdish Allegedly Misrepresented an Investment and Faces an Investor Dispute
Jim Bowdish (CRD #: 3123554), a broker registered with Edward Jones, faced allegations that he misrepresented an investment, according to his BrokerCheck record, accessed on July 20, 2021.
On June 14, 2021, an investor alleged that Jim Bowdish misrepresented certain distributions as non-taxable. The firm denied the dispute. Denials simply mean the firm denied their representative engaged in wrongdoing; they do not indicate that FINRA has reviewed the dispute. Investors can still recover their losses following a denial.
On December 15, 2020, investors alleged that Bowdish failed to make timely life insurance premium payments and therefore allowed the policy to lapse. The investor is seeking $651,444; the dispute is pending.
On February 22, 2008, an investor claimed that Bowdish executed unauthorized trades. This dispute was also denied.
Jim Bowdish Background Information
Bowdish has passed the following exams:
- Series 65 Uniform Investment Adviser Law Examination
- Series 63 Uniform Securities Agent State Law Examination
- Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
He is a registered broker in 12 states and a registered investment adviser in North Carolina and Texas.
During his 22 years in the securities industry, Bowdish has only worked with Edward Jones (CRD #: 250)
Kurta Law Can Help
If you worked with Jim Bowdish and you have concerns about your investments, contact Kurta Law today. Call 212-658-1502 or email email@example.com.