Jilena Mok Fired from Edward Jones
Jilena Mok (CRD #: 6115674), a broker formerly registered with Edward Jones, allegedly violated firm policy, according to her BrokerCheck record, accessed on April 13, 2023. If you have questions about her alleged conduct as a broker, keep reading.
Termination from Edward Jones
On February 9, 2023, Jilena Mok was fired from Edward Jones after allegedly failing to follow firm policies concerning discretionary orders.
FINRA Rule 3260
Unauthorized trading violates FINRA Rule 3260, which restricts brokers from engaging in discretionary trading beyond pre-approved accounts. These accounts must be approved for such trading by both the client and the firm.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.
Background Information
Jilena Mok has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
She previously worked for Edward Jones (CRD#:250).
Kurta Law Can Help
If you worked with Jilena Mok and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.