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Jessie Lin Fired from HSBC Securities for Alleged Policy Violations

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
October 16, 2025 at 12:58am

Jessie Lin (CRD #: 4235857), a broker formerly registered with HSBC Securities (USA), was fired from that firm, according to her BrokerCheck record, accessed on September 20, 2025. Keep reading if you want to know more about her alleged conduct as a broker.

Termination from HSBC Securities

On June 3, 2025, Jessie Lin was fired from HSBC Securities following allegations that she violated the firm’s Global Code of Conduct and US Time Reporting Policy.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Jessie Lin has passed the following exams:

  • General Securities Representative Examination – Series 7TO
  • Securities Industry Essentials Examination – SIE
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Securities Agent State Law Examination – Series 63

She has also worked for HSBC Securities (USA) (CRD#:19585).

Kurta Law Can Help

If you worked with Jessie Lin and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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