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Jessica Pinkard Barred by FINRA

Jessica Pinkard (CRD #: 7809362) has been barred by FINRA. This disclosure appears on his BrokerCheck record, accessed on October 17, 2024. Keep reading if you have questions regarding his alleged conduct. 

Regulatory Action

On September 23, 2024, FINRA barred Jessica Pinkard following allegations that she refused to provide documents and information and to appear for on-the-record testimony requested by FINRA in connection with its investigation into the circumstances surrounding a Form U5 filed by her member firm. The findings stated that the Form U5 stated that the firm had fired Jessica Pinkard for violating the policies of its banking affiliate by falsifying a customer’s signature on a wire agreement and facilitating cash exchanges. 

You can read a copy of the bar here.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Falsifying customers’ signatures may violate this rule. 

Background Information 

Jessica Pinkard has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 6TO Investment Company Products/Variable Contracts Representative Examination 
  • SIE – Securities Industry Essentials Examination

Kurta Law Can Help 

If you worked with Jessica Pinkard and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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