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Investor Alleges Jessica Healy Recommended Unsuitable Investment

Jessica Healy (CRD #: 6589558), a broker formerly registered with Metropolitan Capital Investment Banc, allegedly made an unsuitable investment recommendation, according to her BrokerCheck record, accessed on June 1, 2025. Read on if you have questions about her alleged conduct as a broker.

Investor Dispute

On February 12, 2025, an investor alleged that Jessica Healy gave an unsuitable investment recommendation. The client seeks $163,672 in this pending dispute.

FINRA Rule 2111

FINRA Rule 2111 requires brokers to evaluate whether an investment fits their investor’s financial goals. Brokers must use the information in an investor’s profile, such as their age, tax status, risk tolerance, and investing experience making recommendations.

Investors who rely on brokers for recommendations may be able to recover their losses through FINRA arbitration.

Background Information

Jessica Healy has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • Direct Participation Programs Representative Examination – Series 22
  • Uniform Securities Agent State Law Examination – Series 63

She previously worked for Metropolitan Capital Investment Banc (CRD#:148820).

Kurta Law Can Help

If you worked with Jessica Healy and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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