Four Points Capital Partners Fires Jess Larsen
Jess Larsen (CRD #6311217), a broker registered with Kingswood Capital Partners, was recently fired by Four Points Capital Partners according to his BrokerCheck record, accessed on March 22, 2022.
On January 6, 2022, Four Points Capital Partners fired Jess Larsen after allegedly engaging in private securities transactions without prior firm approval.
FINRA Rule 3280 states that before participating in any private securities transaction, a registered broker should provide written notice to his/her member firm describing in detail the proposed transaction and any selling compensation they may receive. Brokers may not engage in private securities transactions without firm approval.
Jess Larsen has passed the following exams:
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
- Series 24 – General Securities Principal Examination
He is a registered broker in 34 states.
Jess Larsen has also worked with the following firms:
- First Avenue (CRD#:145860)
- Highland Capital Funds Distributor (CRD#:165013)
- Nexbank Securities (CRD#:133267)
Kurta Law Can Help
If you have worked with Jess Larsen and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.