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Investor Alleges Jermaine Benjamin Misappropriated Funds

Jermaine Benjamin (CRD #: 6152653), a broker formerly registered with Raymond James Financial Services, allegedly misappropriated a client’s funds, according to his BrokerCheck record, accessed on July 10, 2022. If you want to know more about Jermaine Benjamin’s conduct as a broker, keep reading.

Investor Dispute

On May 18, 2022, an investor alleged Jermaine Benjamin executed unauthorized transactions and misappropriated funds. This dispute is currently pending.

FINRA Rule 2150

FINRA Rule 2150 prohibits the improper use of clients’ securities or funds and limits how brokers can share in clients’ accounts.

Background Information

Jermaine Benjamin has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

He has also worked for Raymond James Financial Services (CRD#:6694) and Pruco Securities (CRD#:5685).

Kurta Law Can Help

If you worked with Jermaine Benjamin and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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