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Jerice Walker Allegedly Failed to Follow Instructions

Jerice Walker (CRD #: 5040177), a broker registered with Wells Fargo Clearing Services, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on September 13, 2025. Keep reading if you have questions regarding his alleged conduct. 

Investor Dispute

On June 10, 2025, an investor alleged that Jerice Walker failed to follow instructions. The investor is seeking over $1 million. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to follow instructions may violate this rule. 

Background Information 

Jerice Walker has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

He is a registered investment advisor and a broker in California. 

Jerice Walker has registered with the following firms: 

  • Wells Fargo Clearing Services (CRD #: 19616) 
  • Wells Fargo Advisos (CRD #: 19616) 
  • Wells Fargo Investments (CRD #: 10582)

Kurta Law Can Help

If you worked with Jerice Walker and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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