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Jeremy Pawlak Faces Pending Criminal Charge

Jeremy Pawlak (CRD #: 5939821), a broker registered with Merrill Lynch, Pierce, Fenner & Smith, is the subject of a pending criminal charge, according to his BrokerCheck record, accessed on March 10, 2025. If you want to know more about his alleged conduct as a broker, keep reading.

Criminal Charge

On December 30, 2024, a criminal charge was entered against Jeremy Pawlak. This charge is currently pending.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Jeremy Pawlak has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Combined State Law Examination – Series 66

Jeremy Pawlak is a registered broker in 21 states and the District of Columbia. He is also a registered investment adviser in Texas and Washington.

Kurta Law Can Help

If you worked with Jeremy Pawlak and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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