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Jeremy Bleeker Allegedly Moved Client’s Funds Without Authorization

Jeremy Bleeker (CRD #: 6526369), a broker registered with Edward Jones, was involved in a recent dispute, according to his BrokerCheck record, accessed on September 5, 2022. If you have questions about his conduct as a broker, keep reading.

Investor Dispute

On June 10, 2022, an investor alleged that Jeremy Bleeker moved funds into the stock market without authorization. This dispute was denied by the firm.

Investors should know, however, that firms don’t need to permit an external review before denying a dispute. Investors may be able to recoup their losses by seeking out FINRA arbitration following a denial.

FINRA Rule 3260

Unauthorized trading violates FINRA Rule 3260, which limits brokers to conducting discretionary trading in pre-approved discretionary accounts. Both the firm and the client must provide written authorization for an account before discretionary trading can occur.

FINRA Rule 2010

 FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Jeremy Bleeker has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Jeremy Bleeker is a registered broker in 12 states and a registered investment adviser in Texas.

Kurta Law Can Help

If you worked with Jeremy Bleeker and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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