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Investor Claims Jennifer Pasterczyk Recommended Unsuitable Transactions

Mar 29, 2022 Unsuitable Investments

Jennifer Pasterczyk (CRD #: 5374186), a broker registered with LPL Financial LLC, was involved in an unsuitable transaction investor dispute, according to her BrokerCheck record, accessed on March 25, 2022. Keep reading for more information.

On February 2, 2022, a customer alleged an unsuitable transaction involving Jennifer Pasterczyk. The firm denied the dispute, but investors should be aware that firms can deny disputes without any external review. Investors should know that they can still pursue FINRA arbitration and recover their losses following a denial.

What is an Unsuitable Transaction?

FINRA Rule 2111 defines suitable investments as securities that fit the profile of an investor. An investor’s profile includes information about their risk tolerance, financial goals, investing experience, and age. An associated person must have a reasonable basis to believe that a recommended transaction is suitable for a customer.

Background Information

Jennifer Pasterczyk passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

She is a licensed broker in five states and is an investment adviser in Florida and Texas.

Prior to working at LPL Financial LLC., Jennifer Pasterczyk has also worked with the following firms:

  • Fidelity Personal and Workplace Advisors (CRD #: 288590)
  • Fidelity Brokerage Services LLC. (CRD #: 7784)
  • Strategic Advisers LLC (CRD #: 104555)

Kurta Law Can Help

If you have worked with Jennifer Pasterczyk and are concerned about your investments, don't hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.