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Jennifer Marcontell Allegedly Failed to Follow Instructions

Sep 23, 2022 Investor Disputes

Jennifer Marcontell (CRD #: 4008873), a broker registered with Ameriprise Financial Services, allegedly failed to follow a client’s instructions, according to her BrokerCheck record, accessed on September 9, 2022. If you want to know more about her conduct as a broker, keep reading.

Investor Dispute

On June 8, 2022, an investor alleged that Jennifer Marcontell failed to follow instructions to invest funds in the money market, instead investing in growth funds that the client alleges led to losses. The investor seeks $188,255.04 in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 requires brokers to uphold high standards of professional and ethical conduct.

Background Information

Jennifer Marcontell has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Jennifer Marcontell is a registered broker in 32 states and the District of Columbia. She is also a registered investment adviser in Texas.

She previously worked for Edward Jones (CRD#:250).

Kurta Law Can Help

If you worked with Jennifer Marcontell and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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