Jenna Farah-Fimbres Resigns from Wells Fargo Clearing Services
Jenna Farah-Fimbres (CRD #: 7373826) resigned from her firm, according to her BrokerCheck record, accessed on July 16, 2022. Read on if you have questions about her conduct as a broker.
Resignation from Wells Fargo Clearing Services
On April 29, 2022, Jenna Farah-Fimbres resigned from Wells Fargo Clearing Services, allegedly during a bank investigation concerning funds missing from bank/automated teller machines which also involved other employees.
- FINRA Rule 2010 requires that brokers uphold high standards of commercial honor and just and equitable principles of trade. Many forms of misconduct violate this rule.
- FINRA Rule 2150 prohibits the improper use of clients’ funds and securities.
Investors who lost money working with Jenna Farah-Fimbres should consult a securities attorney and recover their money through FINRA arbitration.
Jenna Farah-Fimbres has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- Series 7TO – General Securities Representative Examination
- SIE – Securities Industry Essentials Examination
She was previously registered with Wells Fargo Clearing Services (CRD#:19616).
Kurta Law Can Help
If you worked with Jenna Farah-Fimbres and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.