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Investor Seeks $1 Million in Dispute with Jeffrey Springman

Jeffrey Springman (CRD #: 5869953), a broker registered with Morgan Stanley, is involved in a pending dispute, according to his BrokerCheck record, accessed on May 8, 2023. If you want to know more about his alleged conduct as a broker, read on.

Investor Dispute

On February 7, 2023, an investor filed a dispute alleging that Jeffrey Springman conspired with another individual by failing to update the intended beneficiary on certain investment accounts. Jeffrey Springman allegedly then wrongfully removed assets from the accounts.

The client seeks $1 million in damages in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

FINRA Rule 2150

FINRA Rule 2150 forbids brokers from misusing investors’ funds.

Background Information

Jeffrey Springman has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Jeffrey Springman is a registered broker in 23 states and a registered investment adviser in Oklahoma and Texas.

He has also worked for the following firms:

  • J.P. Morgan Securities (CRD#:79)
  • Chase Investment Services (CRD#:25574)
  • Morgan Stanley Smith Barney (CRD#:149777)

Kurta Law Can Help

If you worked with Jeffrey Springman and you have concerns about your investments, please contact us today at 877-600-0098 or for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.