Jeffrey Norris Allegedly Misrepresented Variable Annuities

Jeffrey Norris (CRD #: 5663840), a broker registered with MML Investors Services, is involved in an investor dispute, according to his BrokerCheck record, accessed on May 13, 2022. Keep reading if you have questions about Jeffrey Norris’s conduct as a broker.

On March 1, 2022, an investor alleged that Jeffrey Norris misrepresented the tax consequences associated with variable annuities.

Variable annuities are complex investments that often come with fees and tax consequences that may not be clear to investors. In fact, these types of investments are so complex that stock brokers often struggle to understand how they work.

FINRA Rule 2020

FINRA Rule 2020 prohibits misrepresentations and omissions. Stock brokers are not allowed to omit material facts that may influence a customer’s decision to invest.

Background Information

Jeffrey Norris has passed the following exams:

• Series 63 Uniform Securities Agent State Law Examination
• SIE – Securities Industry Essentials Examination
• Series 6 Investment Company Products/Variable Contracts Representative Examination

He is a registered broker in seven states.

Jeffrey Norris has only ever registered with MML Investors Services (CRD #: 10409).

Kurta Law Can Help

If you worked with Jeffrey Norris and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For nearly 20 years, Kurta Law has advocated on behalf of investors recovering their investment losses from stockbrokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors. We work on a contingency basis, which means that the firm only earns a fee if our securities attorneys recover money on your behalf. Reach out and we can tell you what steps to take to restore your lost funds.