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Jeffrey Lieberman Allegedly Failed to Disclose Risks

Jeffrey Lieberman (CRD #: 1532375), a broker registered with Morgan Stanley, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on September 18, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On August 5, 2024, an investor alleged that Jeffrey Lieberman failed to disclose the risks and costs associated with a Liquidity Access Line. The investors are seeking $2,000,000. 

Misrepresentation 

FINRA Rule 2020 prohibits the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

Background Information 

Jeffrey Lieberman has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

He is a registered broker in 26 states and D.C. He is a registered investment adviser in California and Texas. 

Jeffrey Lieberman has registered with five firms: 

  • Morgan Stanley (CRD #: 149777) 
  • CitiGroup Global Markets (CRD #: 7059) 
  • Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691) 
  • Mony Securities Corp. (CRD #: 4386) 
  • Manequity (CRD #: 5249) 

Kurta Law Can Help 

If you worked with Jeffrey Lieberman and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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