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Jeffrey Hejza Subject of Negligence Allegations

Jeffrey Hejza (CRD #: 5083584), a broker registered with Commonwealth Financial Network, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on May 17, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On March 26, 2024, investors alleged that Jeffrey Hejza allegedly negligently allowed a term life insurance policy to lapse. The investor is seeking $5,000,000. 

Negligence

Many types of broker misconduct may qualify as negligence. Typical examples include unsuitable investment recommendations, misrepresentations or omissions of material fact, and failure to follow instructions.

Investors who believe their losses are the result of broker negligence may be able to recover their funds through FINRA arbitration.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Allowing an insurance policy to lapse may violate this rule. 

Background Information 

Jeffrey Hejza has passed the following exams:

  • Series 66 Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

He is a registered broker in 13 states and is a registered investment adviser in Illinois. 

Kurta Law Can Help 

If you have worked with Jeffrey Hejza and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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