Jeffrey Fitz Voluntarily Resigned from Raymond James Financial Services

Jeffrey Fitz (CRD #: 2211620), a broker registered with LPL Financial, was fired by Raymond James Financial Services. This disclosure appears on his BrokerCheck record, accessed on December 18, 2025. Keep reading for more information.

Employment Separation After Allegations

On July 22, 2025, Jeffrey Fitz voluntarily resigned from Raymond James Financial Services. The firm alleged that he failed to comply with firm policies on the protection of confidential and proprietary firm information and the use of unapproved e-mail addresses.

Investor Dispute

On June 5, 220, an investor alleged that Jeffrey Fitz misrepresented returns and conducted outside business activity. This dispute was denied, but investors should know that they can still recover losses following a denial.

Another dispute from 2018 alleged that Jeffery Fitz recommended unsuitable investments.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of firm policies may violate this rule.

Background Information

Jeffrey Fitz has passed the following exams:

• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 3 National Commodity Futures Examination
• Series 7 General Securities Representative Examination

He has registered in 13 states and is a registered investment adviser in Florida, New York, and Texas.

Jeffrey Fitz has registered with the following firms:

• LPL Financial (CRD #: 6413)
• Stratos Wealth Partners (CRD #: 153184)
• Raymond James Financial Services Advisors (CRD #: 149018)
• Raymond James Financial Services (CRD #: 6694)
• Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691)
• Wells Fargo Advisors (CRD #: 19616)
• CitiGroup Global Markets (CRD #: 7059)
• Prudential Securities Incorporated (CRD #: 7471)
• Westfield Financial Corporation (CRD #: 8143)
• Hibbard Brown & Co; (CRD #: 18246)

Kurta Law Can Help

If you worked with Jeffrey Fitz and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.