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Jeffrey Feinberg Involved in Investor Dispute

Jeffrey Feinberg (CRD #: 1381541), a broker and investment advisor registered with Wells Fargo Clearing Services, was involved in a pending investor dispute, according to his BrokerCheck record, accessed on March 19, 2022. 

According to the allegations filed on January 6, 2022, Jeffrey Feinberg managed his client’s account differently than what he had outlined. The client also alleges the account performance was less than expected.

If you suffered investment losses as a result of your financial advisor breaching a fiduciary duty, you could recover your losses in FINRA arbitration. Losses could also be the result of an unsuitable investment recommendation or omission of material facts. Understanding what constitutes broker misconduct or a breach of FINRA rules comes with many years of handling securities fraud cases. Kurta Law is a nationally recognized securities law firm with over 25 years of experience litigating securities fraud cases.

Background Information

Jeffrey Feinberg has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

He is a registered broker in 22 states and is a registered investment advisor in Oregon and Texas. 

Besides Wells Fargo Clearing Services, Jeffrey Feinberg has also worked with the following firms:

  • Morgan Stanley Smith Barney (CRD#:149777)
  • Morgan Stanley & Co. Incorporated (CRD#:8209)
  • Morgan Stanley (CRD#:7556)
  • Piper Jaffray & Co. (CRD#:665)
  • Progressive Asset Management (CRD#:20633)
  • Bear, Stearns & Co. (CRD#:79)

Kurta Law Can Help

If you have worked with Jeffrey Feinberg and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or for a free consultation.

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.