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Jeffrey Curet Named in Short-Selling Dispute

Aug 29, 2022 Investor Disputes

Jeffrey Curet (CRD #: 4711190), a broker registered with TradeZero America, is involved in a pending dispute, according to his BrokerCheck record, accessed on August 14, 2022. Read on to learn more about his conduct as a broker.

Investor Dispute

A dispute filed on May 17, 2022, named Jeffrey Curet in allegations primarily involving TradeZero America. The dispute alleges that TradeZero America and its employees committed the following violations:

  • Lying about TradeZero America’s locate rates as compared to other firms
  • Illegally liquidating shares of LM Funding America
  • Short-selling these shares and initiating an illegal buy-in
  • Using the funds from the above activities for personal gain
  • Violations of FINRA and SEC rules

The client seeks $696,320 in this pending dispute.

Background Information

Jeffrey Curet has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 4 – Registered Options Principal Examination
  • Series 24 – General Securities Principal Examination

Jeffrey Curet is a registered broker in New York.

He has also worked for the following firms:

  • Integral Derivatives (CRD#:149087)
  • AGS Specialists II (CRD#:142894)
  • AGS Specialists (CRD#:124520)
  • CDM Specialists (CRD#:113026)
  • Cohen, Duffy, McGowan & Company (CRD#:33563)

Kurta Law Can Help

If you worked with Jeffrey Curet and you have concerns about your investments, please contact us today at 877-600-0098 or for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.