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Jeffrey Beyer Fired from AE Wealth Management

Jeffrey Beyer (CRD #: 5731082), a broker formerly registered with USA Financial Securities, has been fired from an investment advisory firm, according to his BrokerCheck record, accessed on November 19, 2024. If you have questions about his alleged conduct as a broker, keep reading.

Termination from AE Wealth Management

On September 30, 2024, Jeffrey Beyer was fired by investment advisory firm AE Wealth Management for allegedly violating the firm’s compliance policy manual.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Jeffrey Beyer has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

He previously worked for the following firms:

  • USA Financial Securities (CRD#:103857)
  • United Planners’ Financial Services of America (CRD#:20804)
  • BCG Securities (CRD#:70)

Kurta Law Can Help

If you worked with Jeffrey Beyer and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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