Jeffrey Arbeit Barred by FINRA for Alleged Refusal to Provide Information

Jeffrey Arbeit (CRD #: 6603428), a broker formerly registered with Farmers Financial Solutions, has been barred by FINRA, according to his BrokerCheck record, accessed on September 6, 2025. If you have questions about his alleged conduct as a broker, read on.

Bar by FINRA

On June 23, 2025, Jeffrey Arbeit consented to the entry of findings that he allegedly refused to produce information and documents requested by FINRA as part of an investigation.

According to a Letter of Acceptance, Waiver & Consent (AWC), this investigation allegedly concerned a Form U5 (Uniform Termination Notice of Securities Industry Registration) filed by Farmers Financial Solutions which stated that Jeffrey Arbeit was fired for failing to report private securities transactions.

The AWC concluded that the alleged refusal to provide information constituted a violation of FINRA Rules 8210 and 2010.

FINRA Rule 8210

FINRA Rule 8210 requires members to supply records, information, and testimony upon request by FINRA.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Sanctions

Jeffrey Arbeit was permanently barred by FINRA starting June 23, 2025. You can read a copy of the AWC here.

Termination from Farmers Financial Solutions

On March 6, 2025, Jeffrey Arbeit was fired from Farmers Financial Solutions following allegations that he engaged in private securities transactions without the firm’s approval.

FINRA Rule 3280

FINRA Rule 3280 requires brokers to provide written notice to their firm before engaging in private securities transactions.

Background Information

Jeffrey Arbeit has passed the following exams:

• Securities Industry Essentials Examination – SIE
• Investment Company Products/Variable Contracts Representative Examination – Series 6
• Uniform Securities Agent State Law Examination – Series 63

He previously worked for Farmers Financial Solutions (CRD#:103863).

Kurta Law Can Help

If you worked with Jeffrey Arbeit and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.