Jeff Miller Embroiled in a Second Six-Figure Investor Dispute
Jeff Miller (CRD #: 5393445), a broker registered with American Portfolios Financial Services, has a new investor dispute, according to his BrokerCheck record, accessed on August 9, 2021. This is not the only dispute on his record.
On June 2, 2021, an investor alleged that Jeff Miller made unsuitable recommendations and failed to disclose the risks of certain securities. Suitable recommendations meet FINRA requirements and fit the investor’s financial goals and risk tolerance. The investor is seeking $150,000; the dispute is pending.
On December 23, 2019, investors alleged that Miller misrepresented certain securities and made unsuitable recommendations. The investor is seeking $125,000; the dispute is pending.
On July 18, 2016, First Allied Securities permitted Miller to resign. This followed allegations that Miller allowed a non-registered assistant to violate firm policy by reusing client signatures to alter signed documents.
Jeff Miller Background Information
Miller has passed the following exams:
- Series 63 Uniform Securities Agent State Law Examination
- Securities Industry Essentials Examinations
- Series 7 General Securities Representative Examination
He is a registered broker in 11 states.
Miller has worked with the following firms:
- American Portfolios Financial Services (CRD #:18487)
- First Allied Securities (CRD #: 32444)
- SII Investments (CRD #: 2225)
Kurta Law Can Help
If you worked with Jeff Miller and you have concerns about your investments, contact Kurta Law today. Call 212-658-1502 or email email@example.com.