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Criminal Charge Entered Against Jean William

Jean William (CRD #: 6951647), a broker registered with PFS Investments, has had a criminal charge entered against him, according to his BrokerCheck record, accessed on March 7, 2025. If you have questions about his alleged conduct as a broker, read on.

Criminal Charge

On January 3, 2025, Jean William was the subject of a criminal charge. According to his detailed BrokerCheck page, no further information has been filed on the final disposition of this charge.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Jean William has passed the following exams:

  • Investment Company Products/Variable Contracts Representative Examination – Series 6TO
  • Securities Industry Essentials Examination – SIE

Jean William is a registered broker in Florida.

Kurta Law Can Help

If you worked with Jean William and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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