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Jean Coulanges Fired from Raymond James Financial Services

Jean Coulanges (CRD #: 7410568), a broker registered with Alliance Global Partners, allegedly violated firm policies at his previous firm, according to his BrokerCheck record, accessed on March 13, 2023. Keep reading to learn more about his alleged conduct as a broker.

Termination from Raymond James Financial Services

On January 27, 2023, Jean Coulanges was fired from Raymond James Financial Services following allegations that he violated firm policies concerning discretionary trading.

FINRA Rule 3260

FINRA Rule 3260 requires brokers to receive written authorization from their clients before engaging in discretionary trading. Firms must also approve discretionary accounts before this trading can occur.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

Background Information

Jean Coulanges has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination

Jean Coulanges is a registered broker and a registered investment adviser in Florida.

He has also worked for Raymond James Financial Services Advisors (CRD#:149018) and Raymond James Financial Services (CRD#:6694).

Kurta Law Can Help

If you worked with Jean Coulanges and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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