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Jay Davis Named in Regulatory Disclosure after Allegedly Failing to Pay Taxes

Mar 25, 2022 Regulatory Action

Jay Davis (CRD #: 5702046), a broker registered with Country Capital Management Company, was named in a regulatory action initiated by the Illinois Securities Department after he allegedly failed to pay a tax administered by the Illinois Department of Revenue.

This is according to his BrokerCheck Record accessed on March 12, 2022.

Illinois Regulatory Disclosure

The disclosure alleges that on or about June 10, 2021, the IDS sent a letter to Jay Davis notifying him that he had an outstanding tax bill. He was also allegedly notified that his license as a salesperson was at risk for revocation if Illinois did not receive a release within 15 days. The State allegedly did not receive a release by the appointed deadline. 

Tax Lien

On October 15, 2021, Jay Davis became the subject of a tax lien for $1,082.18. 

Background Information

Jay Davis has passed the following exams:

  • Series 63 - Uniform Securities Agent State Law Examination
  • SIE - Securities Industry Essentials Examination
  • Series 6 - Investment Company Products/Variable Contracts Representative Examination

He is a registered broker in Illinois.

Besides Country Capital Management Company, Jay Davis has not worked with any other firm.

Kurta Law Can Help 

If you have worked with Jay Davis and have concerns about your investments, don't hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.