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Jason Stone is Involved in an Alternative Investment Dispute

Jason Stone (CRD #: 5455271), a broker registered with Arkadios Capital, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on June 25, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On May 28, 2024, investors alleged that Jason Stone made material misrepresentations. He also allegedly recommended unsuitable alternative products. The investor is seeking $100,000. 

Unsuitable Investments

FINRA Rule 2111 requires brokers to evaluate whether an investment fits their investor’s financial goals.

Some common violations of this rule include:

  • Recommendations of unsuitable investment strategies. For instance, overconcentration of securities in a certain stock or sector is typically unsuitable due to the degree of risk.
  • Recommendations of high-risk or illiquid investments. These investments may lead to high fees for the investor.

Investors who rely on brokers for recommendations may be able to recover their losses by pursuing FINRA arbitration.


FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

Background Information 

Jason Stone has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 13 states and is a registered investment adviser in California. 

During his 16 years of experience, Jason Stone has registered with seven firms: 

  • Arkadios Capital (CRD #: 282710) 
  • Secura Financial (CRD #: 137324) 
  • Crown Capital Securities (CRD #: 6312) 
  • Stone Hatcher Financial (CRD #: 292406) 
  • JW Cole Advisors (CRD #: 112294) 
  • JW Cole Financial (CRD #: 124583) 
  • Ameriprise Financial Services (CRD #: 6363) 

Kurta Law Can Help 

If you have worked with Jason Stone and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.