Jason Salmon Allegedly Failed to Conduct Due Diligence
Jason Salmon (CRD #: 6081963), a broker registered with FNEX Capital, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on October 8, 2024. Details concerning this dispute are provided below.
Investor Allegations
On August 7, 2024, investors alleged that Jason Salmon failed to conduct reasonable due diligence and engaged in negligence. They further alleged that he misrepresented information and omitted material faces.
The investor is seeking $999,999.
There is another dispute on his record, dated March 10, 2022, that Jason Salmon failed to conduct reasonable due diligence on an offering that he misrepresented as safe.
The dispute was settled for $1,500,000.
Negligence
Many types of broker misconduct may qualify as negligence. Typical examples include unsuitable investment recommendations, misrepresentations or omissions of material fact, and failure to follow instructions.
Investors who believe their losses are the result of broker negligence may be able to recover their funds through FINRA arbitration.
Misrepresentation
FINRA Rule 2020 prohibits the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.
Background Information
Jason Salmon has passed the following exams:
- Series 63 Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 22 Direct Participation Programs Representative Examination
He is a registered broker in all 50 states and D.C.
Jason Salmon has registered with the following firms:
- FNEX Capital (CRD#: 166316)
- Growth Capital Services (CRD #: 124658)
- WealthForge Securities (CRD #: 152550)
- Colorado Financial Service Corporation (CRD #: 104343)
- EDI Financial (CRD #: 15699)
- Allied Beacon (CRD #: 46227)
Kurta Law Can Help
If you worked with Jason Salmon and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.