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Jason Nardella is Facing Allegations of Trading without Authorization

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
October 19, 2025 at 7:15pm

Jason Nardella (CRD #: 2931678), a broker registered with Ameriprise Financial Services, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on October 19, 2025. Keep reading if you have questions regarding his alleged conduct.

Investor Allegations

On September 5, 2025, an investor alleged that Jason Nardella sold stocks, including Meta, Microsoft, and Nvidia, without authorization. The investor is seeking $677,817.54 but the dispute was denied by the firm. Investors should know, however, that firms can deny a dispute without any external review, and investors can still recover following a denial.

Unauthorized Trading

Unauthorized trading violates FINRA Rule 3260, which limits brokers to exercising their trading discretion in pre-approved discretionary accounts.

Background Information

Jason Nardella has passed the following exams:

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

He is a registered broker in 33 states and D.C. He is a registered investment adviser in D.C., Florida, and Texas.

Jason Nardella has registered with the following firms:

  • Ameriprise Financial Services (CRD # 6363)
  • IDS Life Insurance Company (CRD #: 6321)

Kurta Law Can Help

If you worked with Jason Nardella and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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