Jason Lowther (CRD #2606268) Has 3 Customer Dispute Disclosures and 1 Financial Disclosure on FINRA BrokerCheck

Jason Lowther (CRD #2606268) is a broker with 3 customer dispute disclosures and 1 financial disclosure on FINRA BrokerCheck. We reviewed his BrokerCheck report on April 10, 2026. It reflects 3 customer disputes and 1 financial disclosure. If you invested with Jason Lowther and have concerns, keep reading.

BrokerCheck link: BrokerCheck

BrokerCheck report: BrokerCheck Report (PDF)

Investor Disputes / Customer Complaints

Jason Lowther’s FINRA BrokerCheck report reflects 3 customer dispute disclosures. Summaries of 2 of those matters appear below. One additional customer dispute disclosure also appears on the report.

On March 5, 2026, a customer alleged Jason Lowther did not act in the retail customer’s best interest when recommending an investment in June 2020. Jason Lowther’s FINRA BrokerCheck report lists the product as debt-government and shows a claimed damage amount of $100,000. The matter is pending in FINRA arbitration under docket number 26-00216.

A separate customer dispute was settled on January 14, 2026. Jason Lowther’s FINRA BrokerCheck report states the customer alleged an investment recommendation was unsuitable and misleading. The claim sought $125,000, and the reported settlement amount was $30,000.

An older award or judgment disclosure also remains on the report. That matter dates to 1997 and resulted in an award amount of $4,041, according to Jason Lowther’s FINRA BrokerCheck report.

Financial Disclosures

Jason Lowther’s FINRA BrokerCheck report also reflects 1 pending financial disclosure.

The report lists a pending compromise dated February 19, 2019. Jason Lowther’s FINRA BrokerCheck report identifies BH Financial Services, LLC as the creditor, lists an original amount owed of $13,227, and states that the representative agreed to pay $7,200.

Rule Summary #1: FINRA Rule 2111 (Suitability)

FINRA Rule 2111 requires a broker to have a reasonable basis for a recommendation. It also requires the recommendation to fit the customer’s investment profile. Disputes over unsuitable or misleading recommendations often raise questions under this rule.

Rule Summary #2: FINRA Rule 2210 (Communications with the Public)

FINRA Rule 2210  requires communications with the public to be fair and balanced. It also bars omissions or statements that would make a communication misleading. That matters when a customer claims an investment recommendation was misleading.

Why This Matters to Investors (Regulation Best Interest (Reg BI))

Regulation Best Interest (Reg BI) is a U.S. securities regulation. It strengthens the standard of conduct that broker-dealers owe to retail investors. It applies when they recommend securities transactions or investment strategies. The U.S. Securities and Exchange Commission adopted Reg BI. It became effective on June 30, 2020. Reg BI aims to protect investors while preserving access to brokerage products and services.

Reg BI requires broker-dealers and financial advisors to act in a retail customer’s best interest at the time of a recommendation. They must not place their own financial or other interests ahead of the customer’s. This standard is higher than the older “suitability” rule. Suitability meant a recommendation only had to be appropriate. It did not have to be the best option or free of conflicts.

Reg BI has four key obligations:

Disclosure Obligation – Broker-dealers must disclose material facts about the relationship and the recommendation. This includes fees, the scope of services, and conflicts of interest.

Care Obligation – Broker-dealers must use reasonable diligence, care, and skill. They must consider costs, risks, and alternatives when making a recommendation.

Conflict of Interest Obligation – Firms must identify conflicts of interest. They must disclose them and mitigate or eliminate them. This includes conflicts that create incentives to favor one product over another.

Compliance Obligation – Firms must maintain policies and procedures. Those policies should be designed to ensure compliance with Reg BI as a whole.

Reg BI applies to each recommendation. It is not a continuous duty like the fiduciary standard for registered investment advisers. Even so, it narrows the gap. It puts more focus on costs, conflicts, and investor-focused decision-making.

Overall, Regulation Best Interest promotes transparency. It also aims to improve the quality of investment recommendations. It is designed to reinforce trust between retail investors and broker-dealers in the U.S. securities markets.

Background Information (from BrokerCheck)

Based on His FINRA BrokerCheck report, Jason Lowther:

Is currently registered with Concorde Investment Services, LLC.

Has passed the Securities Industry Essentials (SIE) exam. Jason Lowther has also passed Series 7 and Series 63.

Was previously registered with firms that include Western International Securities, Inc. and LPL Financial LLC.

Kurta Law Can Help

If you have worked with Jason Lowther and you have concerns about his activity, Kurta Law may be able to help you evaluate your legal options. To speak with Kurta Law, call 877-600-0098 or email info@kurtalawfirm.com.

Helpful resources: Unsuitable Investments | Securities Attorney

For nearly 20 years, Kurta Law has advocated for investors and helped hold financial professionals accountable. The firm represents clients nationwide in securities arbitration and related disputes. If you believe a broker or firm mishandled your account, an attorney can review the facts and explain possible next steps.