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Investors Seek Over $13 Million in Damages in Disputes with Jason Kimber

Jason Kimber (CRD #: 6244188), a broker registered with J. W. Cole Financial, allegedly failed to identify a fraudulent operation, according to his BrokerCheck record, accessed on February 1, 2023. Investors may have also worked with him through J. W. Cole Advisors. If you have questions about his alleged conduct as a broker, keep reading.

Investor Dispute

On December 20, 2022, several investors filed a dispute alleging that Jason Kimber indirectly benefited from fraud perpetrated by his former partner and failed to identify that operation as fraudulent. The clients allege that this occurred between July 2014 and June 2022. They seek $3 million in damages in this pending dispute.

In another pending dispute, filed on November 1, 2022, multiple investors made similar allegations that Jason Kimber indirectly benefited from his former partner’s allegedly fraudulent operation. This dispute alleges a time frame of July 2014 to May 2018. The investors seek $10.5 million in damages.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Jason Kimber has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

Jason Kimber is a registered broker in 13 states and a registered investment adviser in Utah.

He has also worked for Allegis Investment Services (CRD#:168557) and Summit Brokerage Services (CRD#:34643).

Kurta Law Can Help

If you worked with Jason Kimber and you have concerns about your investments, contact a New York investment fraud lawyer today for a free case evaluation. Call (877) 600-0098 or email info@kurtalawfirm.com.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.