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Jason Head Subject of Investor Allegations

Jason Head (CRD #: 4920135), a previously registered broker with Morgan Stanley, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on May 6, 2024. Investors who have questions about his alleged conduct should keep reading. 

Investor Allegations 

On February 12, 2024, an investor named Jason Head in allegations that she did not authorize the activity related to her liquidity access line. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Unauthorized activity may violate this rule. 

Background Information 

Jason Head has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 65 Uniform Investment Adviser Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

Background Information 

Jason Head has registered with three firms in his sixteen years of experience: 

  • Morgan Stanley (CRD #: 149777) 
  • BBVA Securities (CRD #: 27060) 
  • BBVA Compass Investment Solutions (CRD #: 17086) 
  • Compass Brokerage (CRD #: 17086) 

Kurta Law Can Help 

If you have worked with Jason Head and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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