Jason Hawke Terminated by D.H. Securities
Jason Hawke (CRD #: 4177415) has been terminated by D.H. Hill Securities. This is according to his BrokerCheck record, accessed on September 1, 2025. Keep reading if you have questions regarding his alleged conduct.
Employment Separation After Allegations
On August 19, 2025, D.H. Hill Securities terminated Jason Hawke following allegations that he deliberately falsified a client’s address on account documents in order to have an investment processed.
There are three other employment separations on his record, all of which alleged that he engaged in unapproved private securities transactions.
FINRA Rule 3280
FINRA Rule 3280 requires brokers to provide written notice to their firm before engaging in private securities transactions. This includes selling away, which is the practice of brokers selling investments not offered or approved by their firm.
Customer Disputes
Investors should also note that Jason Hawke has five settled investor disputes on his record.
Background Information
Jason Hawke has registered at the following firms:
- D.H. Hill Securities (CRD #: 41528)
- National Securities Corporation (CRD #: 7569)
- Newbridge Securities Corporation (CRD #: 104065)
- J.P. Turner & Company (CRD #: 43177)
- LPL Financial Corporation (CRD #: 6413)
- World Group Securities (CRD #: 114473)
- WMA Securities (CRD #: 32625)