Jarrod Bulleit (CRD #7094669) Has a Customer Dispute Disclosure on FINRA BrokerCheck

Jarrod Bulleit (CRD #7094669) is a broker with a customer dispute on FINRA BrokerCheck. We reviewed his BrokerCheck report on June 28, 2026. It reflects one denied customer dispute. If you invested with Jarrod Bulleit and have concerns, keep reading.

BrokerCheck link: BrokerCheck

BrokerCheck report: BrokerCheck Report (PDF)

Investor Disputes / Customer Complaints

Jarrod Bulleit’s FINRA BrokerCheck Report reflects one customer dispute disclosure. A summary of the dispute is below:

On April 22, 2026, a customer’s attorney filed a complaint. The attorney alleged Jarrod Bulleit failed to advise the client about tax effects of Roth IRA withdrawals. It also alleged the withdrawals caused an unanticipated tax bill. The customer sought $23,451 in damages. Jarrod Bulleit FINRA BrokerCheck lists the product type as no product. Edward Jones denied the complaint. The status date is May 15, 2026. Jarrod Bulleit FINRA BrokerCheck states the complaint is not pending.

Rule Summary #1: FINRA Rule 2090 (Know Your Customer)

FINRA Rule 2090 requires firms to use reasonable diligence to know essential facts about each customer. Those facts can include tax status, financial needs, and investment goals. Complaints involving Roth IRA withdrawals may raise questions about what was discussed before money left the account. They can also raise questions about how the advice was documented.

Rule Summary #2: FINRA Rule 2111 (Suitability)

FINRA Rule 2111 (Suitability) requires a reasonable basis for each recommendation. A broker should match the recommendation to the customer’s profile. That profile includes tax status, liquidity needs, time horizon, and risk tolerance. Tax-sensitive withdrawals can be harder to assess. Complaints may question whether the recommendation fit those factors.

Why This Matters to Investors (Regulation Best Interest)

Regulation Best Interest (Reg BI) is a U.S. securities regulation. It strengthens the standard of conduct that broker-dealers owe to retail investors. It applies when they recommend securities transactions or investment strategies. The U.S. Securities and Exchange Commission adopted Reg BI. It became effective on June 30, 2020. Reg BI aims to protect investors while preserving access to brokerage products and services.

Reg BI requires broker-dealers and financial advisors to act in a retail customer’s best interest at the time of a recommendation. They must not place their own financial or other interests ahead of the customer’s. This standard is higher than the older “suitability” rule. Suitability meant a recommendation only had to be appropriate. It did not have to be the best option or free of conflicts.

Reg BI has four key obligations:

Disclosure Obligation – Broker-dealers must disclose material facts about the relationship and the recommendation. This includes fees, the scope of services, and conflicts of interest.

Care Obligation – Broker-dealers must use reasonable diligence, care, and skill. They must consider costs, risks, and alternatives when making a recommendation.

Conflict of Interest Obligation – Firms must identify conflicts of interest. They must disclose them and mitigate or eliminate them. This includes conflicts that create incentives to favor one product over another.

Compliance Obligation – Firms must maintain policies and procedures. Those policies should be designed to ensure compliance with Reg BI as a whole.

Reg BI applies to each recommendation. It is not a continuous duty like the fiduciary standard for registered investment advisers. Even so, it narrows the gap. It puts more focus on costs, conflicts, and investor-focused decision-making.

Overall, Regulation Best Interest promotes transparency. It also aims to improve the quality of investment recommendations. It is designed to reinforce trust between retail investors and broker-dealers in the U.S. securities markets.

Background Information (from BrokerCheck)

Based on his FINRA BrokerCheck report, Jarrod Bulleit:

Is currently registered with Edward Jones.

Has passed the Securities Industry Essentials (SIE) exam. Jarrod Bulleit has passed Series 7TO. He has also passed Series 66.

Has no prior securities firm registrations reported. The report also lists one professional designation, Certified Financial Planner.

Kurta Law Can Help

If you worked with Jarrod Bulleit and have concerns, Kurta Law may be able to help. The firm can help you evaluate your legal options. You can read more about potential claims and investor protections in the helpful resources below. To speak with Kurta Law, call 877-600-0098 or email info@kurtalawfirm.com.

Helpful Resources: Securities Attorney | Unsuitable Investments

For nearly 20 years, Kurta Law has advocated for investors and helped hold financial professionals accountable. Our firm represents clients nationwide in securities arbitration and related disputes. If you believe a broker mishandled your account, an attorney can review the facts. The attorney can explain possible next steps.