Jammie Avila Involved in a Six-Figure Investor Dispute
Jammie Avila (CRD #: 3100097), a broker registered with Kalos Capital, is involved in an investor dispute regarding over-concentration. This is according to his BrokerCheck record, accessed on July 27, 2021. Avila may also offer advisory services through Cornerstone Wealth Management.
On June 3, 2021, an investor alleged that Jammie Avila over-concentrated their portfolio in high-risk securities. The investor is seeking $152,508; the dispute is pending.
There is also a regulatory action on Avila’s record. On June 27, 2008, North Dakota fined Avila $1,800 for allegedly selling unregistered securities.
Jammie Avila Background Information
He has passed the following exams:
- Series 63 Uniform Securities Agent State Law Examination
- Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
He is a registered broker in eight states.
During his five years in the securities industry, he has worked with Kalos Capital (CRD #: 44337).
Kurta Law Can Hel
If you worked with Jammie Avila and you have concerns about your investments, contact Kurta Law today. Call 212-658-1502 or email firstname.lastname@example.org.