James Reynolds Involved in a Dispute Regarding Non-Traded REITs
James Reynolds (CRD #: 4408485), a broker registered with Northland Securities, is involved in an investor dispute regarding a REIT, according to his BrokerCheck record, accessed on August 25, 2021.
On June 24, 2021, investors alleged that James Reynolds recommended unsuitable non-traded REITs. Non-traded REITs are especially risky real estate investments that do not trade on a public exchange.
There is also an investor dispute on James Reynolds’ record. On June 24, 2016, investors alleged that they lost money on an equity security that James Reynolds recommended. The investor sought $300,000; the dispute settled for $80,000.
James Reynolds Background Information
James Reynolds has passed the following exams:
- Series 65 Uniform Investment Adviser Law Examination
- Series 63 Uniform Securities Agent State Law Examination
- Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
He is a registered broker in 17 states and is a registered broker in Arizona, Florida, Illinois, Iowa, Minnesota, South Dakota, Texas, and Wisconsin.
James Reynolds has registered with Northland Securities (CRD #: 40258), Northland Asset Management (CRD #: 40258), and Miller Johnson Steichen Kinnard (CRD #: 694).
Kurta Law Can Help
If you worked with James Reynolds and you have concerns about your REIT investments, contact Kurta Law today. Call 877-600-0098 or email email@example.com.