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James Fox Fired from Equitable Advisors

James Fox (CRD #: 5774305), a former broker, was fired from his firm, according to his BrokerCheck record, accessed on May 30, 2022. If you want to learn more about his conduct as a broker, keep reading.

Discharge from Equitable Advisors

On February 16, 2022, Equitable Advisors fired James Fox after he allegedly violated an agent agreement.

Background Information

James Fox has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

He previously worked for Equitable Advisors (CRD#:6627).

Kurta Law Can Help

If you worked with James Fox and you have concerns about your investments, please contact us today at 877-600-0098 or for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.