James Fox Fired from Equitable Advisors
James Fox (CRD #: 5774305), a former broker, was fired from his firm, according to his BrokerCheck record, accessed on May 30, 2022. If you want to learn more about his conduct as a broker, keep reading.
Discharge from Equitable Advisors
On February 16, 2022, Equitable Advisors fired James Fox after he allegedly violated an agent agreement.
James Fox has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
He previously worked for Equitable Advisors (CRD#:6627).
Kurta Law Can Help
If you worked with James Fox and you have concerns about your investments, please contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.