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Jairo Mejia Allegedly Omitted Information About an Investment

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
August 1, 2023 at 5:31pm

Jairo Mejia (CRD #: 6482873), a broker registered with Pruco Securities, is facing allegations that he omitted information about an investment. This disclosure appears in his BrokerCheck record, accessed on July 27, 2023. Details are provided below. 

On May 15, 2023, an investor alleged that Jairo Mejia did not fully disclose all the facts regarding an investment’s charges, expenses, and fees. The investor is seeking $50,850. 

FINRA Rule 2020

FINRA Rule 2020 prohibits misrepresentation of investments or omission of material information. Material information includes information about an investment’s potential returns, as well as charges, expenses and fees.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Misrepresentation also violates FINRA Rule 2010. 

Background Information 

Jairo Mejia has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

He is a registered broker in Arizona, California, and Texas. He is also a registered investment adviser in Texas. 

Jairo Mejia has registered with the following firms: 

  • Pruco Securities (CRD #: 5685) 
  • State Farm VP Management (CRD #: 430361) 

Kurta Law Can Help

If you worked with Jairo Mejia and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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