Investor Alleges Jacob Fedor Mismanaged Account
Jacob Fedor (CRD #: 4135688), a broker registered with Raymond James Financial Services, allegedly mismanaged a client’s account, according to his BrokerCheck record, accessed on February 9, 2023. Keep reading to learn more about his alleged conduct as a broker.
On August 2, 2022, an investor filed a dispute alleging Jacob Fedor mismanaged their account on November 9, 2020. This dispute is currently pending.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Mismanaging an investor account violates FINRA Rule 2010.
Jacob Fedor has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
Jacob Fedor is a registered broker in 13 states and a registered investment adviser in Indiana and Texas.
He has also worked for Wells Fargo Advisors (CRD#:19616) and A. G. Edwards & Sons (CRD#:4).
Kurta Law Can Help
If you worked with Jacob Fedor and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.