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Jack McCarroll Fired from Charles Schwab & Company Over Alleged Policy Violations

Jack McCarroll (CRD #: 7283705), a broker formerly registered with Charles Schwab & Company, allegedly violated firm policy, according to his BrokerCheck record, accessed on May 28, 2025. If you want to know more about his alleged conduct as a broker, read on.

Termination from Charles Schwab & Company

On February 21, 2025, Jack McCarroll was fired from Charles Schwab & Company following allegations that he violated the firm’s Workplace Behavior Expectations Policy by failing to be truthful about the location of his laptop and denying that he had shared his password.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Jack McCarroll has passed the following exams:

  • General Securities Representative Examination – Series 7TO
  • Securities Industry Essentials Examination – SIE
  • Uniform Securities Agent State Law Examination – Series 63

He previously worked for Charles Schwab & Company (CRD#:5393).

Kurta Law Can Help

If you worked with Jack McCarroll and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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