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Isidro Nava Fired by Pruco Securities

Isidro Nava (CRD #: 6052000) was fired by Pruco Securities following allegations. This disclosure appears on his BrokerCheck record, accessed on June 5, 2024. Keep reading if you have questions concerning his alleged conduct. 

Employment Separation After Allegations

On April 30, 2024, Pruco Securities fired Isidro Nava following allegations that he failed to follow the firm’s Form CRS procedure on multiple occasions. Regulation Best Interest requires that brokers provide customers with Form CRS. 

Regulation Best Interest

Regulation Best Interest (Reg-BI) is an SEC regulation that requires brokerage firms to put their clients’ best interests first. For example, firms must conduct reasonable due diligence when researching investments to ensure their recommendations are suitable for the investor.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to follow Form CRS rules may violate this rule.

Background Information 

Isidro Nava has passed the following exams: 

  • SIE – Securities Industry Essentials Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

Kurta Law Can Help 

If you have worked with Isidro Nava and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.