Isaac Stewart Barred by FINRA
Isaac Stewart (CRD #: 6374575), a formerly registered broker registered with Merrill Lynch, has been suspended by FINRA. This is according to his BrokerCheck record, accessed on June 16, 2022. Read the details of the suspension below.
On April 19, 2022, FINRA alleged that Isaac Stewart failed to respond to FINRA requests for information. The bar continues until he responds to requests, or the suspension will convert to a bar.
FINRA Rule 8210 requires brokers to respond to requests for information and testimony.
Isaac Stewart has passed the following exams:
- Series 66 Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
Kurta Law Can Help
If you worked with Isaac Stewart and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.