Hunter R. Johnson (CRD #7871707) Has an Employment Separation Disclosure on FINRA BrokerCheck

Hunter R. Johnson (CRD #7871707) was previously registered as a broker. He has an employment separation disclosure on FINRA BrokerCheck. We reviewed his BrokerCheck report on February 17, 2026. It reflects one employment separation disclosure. If you worked with Hunter Johnson and have concerns, keep reading.

BrokerCheck link: BrokerCheck

BrokerCheck report: BrokerCheck Report (PDF)

Employment Separation

Hunter Johnson’s FINRA BrokerCheck Report reflects one employment separation disclosure. A summary is below:

Hunter Johnson’s FINRA BrokerCheck report states Fidelity Brokerage Services LLC discharged him on December 8, 2025. The firm reported an allegation that he improperly used a planning tool without confirming with clients that the information he entered was accurate. The disclosure states this affected his performance metrics.

Rule Summary #1: FINRA Rule 3110 (Supervision)

FINRA Rule 3110 (Supervision) requires firms to supervise associated persons through a reasonable system. FINRA Rule 3110 also requires written supervisory procedures. Employment separations can raise questions about whether supervision and internal controls were followed.

Rule Summary #2: FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade)

FINRA Rule 2010 holds member firms and associated persons to high standards of commercial honor. FINRA Rule 2010 is often cited in disciplinary matters when conduct appears inconsistent with just and equitable principles of trade.

Why This Matters to Investors (Regulation Best Interest)

Regulation Best Interest (Reg BI) is a U.S. securities regulation. It strengthens the standard of conduct that broker-dealers owe to retail investors. It applies when they recommend securities transactions or investment strategies. The U.S. Securities and Exchange Commission adopted Reg BI. It became effective on June 30, 2020. Reg BI aims to protect investors while preserving access to brokerage products and services.

Reg BI requires broker-dealers and financial advisors to act in a retail customer’s best interest at the time of a recommendation. They must not place their own financial or other interests ahead of the customer’s. This standard is higher than the older “suitability” rule. Suitability meant a recommendation only had to be appropriate. It did not have to be the best option or free of conflicts.

Reg BI has four key obligations:

Disclosure Obligation – Broker-dealers must disclose material facts about the relationship and the recommendation. This includes fees, the scope of services, and conflicts of interest.

Care Obligation – Broker-dealers must use reasonable diligence, care, and skill. They must consider costs, risks, and alternatives when making a recommendation.

Conflict of Interest Obligation – Firms must identify conflicts of interest. They must disclose them and mitigate or eliminate them. This includes conflicts that create incentives to favor one product over another.

Compliance Obligation – Firms must maintain policies and procedures. Those policies should be designed to ensure compliance with Reg BI as a whole.

Reg BI applies to each recommendation. It is not a continuous duty like the fiduciary standard for registered investment advisers. Even so, it narrows the gap. It puts more focus on costs, conflicts, and investor-focused decision-making.

Overall, Regulation Best Interest promotes transparency. It also aims to improve the quality of investment recommendations. It is designed to reinforce trust between retail investors and broker-dealers in the U.S. securities markets.

Background Information (from BrokerCheck)

Based on His FINRA BrokerCheck report, Hunter R. Johnson:

Is not currently registered.

Has passed the Securities Industry Essentials (SIE) exam. Hunter Johnson has passed Series 7 and Series 66.

Was previously registered with firms that include Fidelity Brokerage Services LLC and Wells Fargo Clearing Services, LLC.

Kurta Law Can Help

If you have worked with Hunter Johnson and you have concerns about his activity, Kurta Law may be able to help you evaluate your legal options. A securities attorney can help you assess potential causes of action. To discuss your options, contact Kurta Law at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

Helpful resources: Securities Attorney | Failure to Supervise

For nearly 20 years, Kurta Law has advocated for investors and helped hold financial professionals accountable. Our firm represents clients nationwide in securities arbitration and related disputes. If you believe a broker or firm mishandled your account, an attorney can review the facts and explain possible next steps.