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Hamish Grason Suspended by FINRA

Hamish Grason (CRD #: 7076252) has been suspended by FINRA. This disclosure appears on his BrokerCheck record, accessed on September 4, 2025. Keep reading if you have questions regarding his alleged conduct. 

Regulatory Action

On June 27, 2025, FINRA suspended Hamish Grason following allegations that he failed to respond to FINRA requests for information. This suspension will continue until the information is provided, or the suspension will convert to a bar on September 30, 2025. 

Investor Dispute 

On October 30, 2024, an investor alleged that Hamish Grason misappropriated funds. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Misappropriation and failing to respond to FINRA requests for information violate this rule. 

Background Information 

Hamish Grason has registered with the following firms: 

  • UBS Financial Services (CRD #: 8174) 
  • Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691) 

Kurta Law Can Help

If you worked with Hamish Grason and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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