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Guru Sowle Allegedly Voluntarily Resigned from Edward Jones

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author

Guru Sowle (CRD #: 7234667), a broker registered with Ameriprise Financial Services, recently voluntarily resigned from Edward Jones. This disclosure appears on his BrokerCheck record, accessed on October 7, 2025. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On August 22, 2025, Guru Sowle voluntarily resigned from Edward Jones. The firm alleged that at the time of his resignation, it was reviewing social media posts and a website. 

Rules Regarding Communications with the Public 

FINRA Rule 2210 defines how firms and brokers are permitted to communicate with the public (e.g., in advertising). This rule requires all communications with the public to be fair and balanced and free from any false or misleading statements.

Background Information 

Guru Sowle has passed the following exams: 

  • Series 7TO General Securities Representative Examination 
  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 

He is a registered broker in 26 states and D.C. He is a registered investment adviser and in Texas. 

Guru Sowle has registered with the following firms: 

  • Ameriprise Financial Services (CRD #: 6363) 
  • Edward Jones (CRD #: 250) 

Kurta Law Can Help 

If you have worked with Guru Sowle and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.