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Gregory Frietzsche Fired from J.P. Morgan Securities

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
July 17, 2023 at 9:34pm

Gregory Frietzsche (CRD #: 7476150), a broker formerly registered with J.P. Morgan Securities, was fired from that firm for allegedly engaging in misconduct, according to his BrokerCheck record, accessed on July 11, 2023. If you want to know more about his alleged conduct as a broker, read on.

Termination from J.P. Morgan Securities

On May 24, 2023, Gregory Frietzsche was fired by JPMorgan Chase Bank for allegedly opening a Chase credit card without the customer present and incorrectly indicating otherwise in an internal system, causing JPMorgan Chase Bank to keep inaccurate books and records.

FINRA Rule 4511

FINRA Rule 4511 requires firms to keep accurate and up-to-date books and records. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of Rule 4511 also qualify as violations of FINRA Rule 2010. 

Background Information

Gregory Frietzsche has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 6TO – Investment Company Products/Variable Contracts Representative Examination
  • SIE – Securities Industry Essentials Examination

He previously worked for J.P. Morgan Securities (CRD#:79).

Kurta Law Can Help

If you worked with Gregory Frietzsche and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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