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Greg Bentley Allegedly Borrowed from Client

Jun 10, 2022 Investor Disputes

Greg Bentley (CRD #: 5705309), a broker registered with Morgan Stanley, allegedly took a loan from a client, according to his BrokerCheck record, accessed on June 4, 2022. If you want to know more about Greg Bentley’s conduct as a broker, keep reading.

Investor Dispute

In a dispute filed on May 5, 2022, a client alleged that she made a personal loan to Greg Bentley. This dispute is currently pending.

FINRA Rule 3240

FINRA Rule 3240 regulates lending and borrowing between brokers and clients. Lending and borrowing are restricted to certain individuals, such as immediate family members, and brokers must notify their firm and seek approval before finalizing the loan.

Background Information

Greg Bentley has passed the following exams:

  • Series 66 - Uniform Combined State Law Examination
  • SIE - Securities Industry Essentials Examination
  • Series 7 - General Securities Representative Examination

Greg Bentley is a registered broker in 14 states and a registered investment adviser in New Jersey and Texas.

He previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691).

Kurta Law Can Help

If you worked with Greg Bentley and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.